The University Compliance Program effort focuses on teaching university community members the appropriate compliance standards for the areas in which they work. Violations may occur from time to time. Community members may also have concerns on matters that they are not sure represent violations. This section contains information on the following:

  • Description of community members’ responsibilities for reporting violations or concerns and how these responsibilities may be carried out.
  • Reporting options available at Washington University in St. Louis.
  • Listing specific compliance areas and contacts.

Responsibilities

Each community member is expected to report violations or concerns about violations of the Code of Conduct that come to their attention. Managers also have a special duty to adhere to the standards set forth in the Code of Conduct, to recognize violations, and to enforce the standards. Disciplinary actions for proven violations of this Code, or for retaliation against anyone who reports possible violations, will be determined on a case-by-case basis and may include termination of employment. Individuals who violate the Code may also be subject to civil and criminal charges in some circumstances.


Reporting Options

Washington University in St. Louis is committed to the highest ethical and professional standards of conduct. The university has mechanisms to provide university community members a means to report suspected concerns or violations of university policies. Visit the following link for additional information.


Specific compliance areas

The individuals listed below may be contacted for questions or other matters regarding the specific compliance areas.


Animal Care Issues
Dr. Mark Lowe, Vice Chancellor for Research
314-747-0515


Computer Use & Security Policies
Matters pertaining to the Danforth Campus Schools, School of Medicine, or the Central Fiscal Unit:
Chris Shull, Chief Information Security Officer
314-747-2955


Conflict of Interest Issues – Research
Dr. Mark Lowe, Vice Chancellor for Research
314-747-0515


Conflict of Interest – Clinical and Physician
Relationship with Drug and Medical Equipment or Device Companies

Dr. Paul Scheel, Vice Chancellor for Clinical Affairs
314-362-6249


Conflict of Interest – Procurement Matters
Gregory Parrott, Director, Resource Management
314-935-5024


Environmental Health and Safety Matters
Lance Franklin, Asst. Vice Chancellor for Environmental Health & Safety
314-362-6816


Export Control
Hollie Noia, Manager of Research Compliance
314-747-1378

Dr. Mark Lowe, Vice Chancellor for Research
314-747-0515


Family Educational Rights & Privacy Act (FERPA)
Keri Disch, University Registrar
314-935-
5959


Financial Matters
Amy Kweskin, Executive Vice Chancellor for Finance & CFO
314-935-9018


HIPAA (Health Insurance Portability and Accountability Act)
HIPAA Privacy Issues
Christine Schorb, HIPAA Privacy Officer
314-747-0865

HIPAA Security Issues

Matters pertaining to Danforth Campus schools, School of Medicine, or the Central Fiscal Unit:

Chris Shull, Chief Information Security Officer
314-747-2955


Human Studies
Dr. Mark Lowe, Vice Chancellor for Research
314-747-0515


Human Resources/Personnel Matters
All Campuses
Scot Bemis, Vice Chancellor for Human Resources & Institutional Equity
314-935-1136

Apryle Gladney, Assistant Vice Chancellor for Human Resources
314-362-6774


International Activities/Foreign Corrupt Practices Act
Amy Kweskin, Executive Vice Chancellor for Finance & CFO
314-935-9018


Minors at WU or Participating in WU Programs and Requirements regarding Reporting Suspected Child Abuse, Neglect and Inappropriate interactions with Minors

Scot Bemis, Vice Chancellor for Human Resources & Institutional Equity
314-935-1136

John Ursch, Executive Director of Protective Services at WUSM
314-362-4357

Angela Coonce, Chief of Campus Police
314-935-2772


Physician and Medical Professional Billing Matters
Jane Ditch, Director of Physician Billing Compliance
314-747-7660


Research Financial Management Matters
Dr. Mark Lowe, Vice Chancellor for Research
314-747-0515


Research Integrity
Dr. Mark Lowe, Vice Chancellor for Research
314-747-0515